Upset Recovery Training: Not Just a Fad


Upset recovery training has been all the rage over the past couple of years. A Google search of that exact phrase returns more than 24,000 results. There’s a professional association dedicated to such training. ICAO even declared aircraft upsets to be the cause of “more fatalities in scheduled commercial operations than any other category of accidents over the last ten years”.

Nevertheless, I get the impression that some folks wonder if it isn’t more of a safety fad than an intrinsic imperative. It’s hard to blame them. You can hardly open a magazine or aviation newsletter these days without seeing slick advertisements for this stuff. When I was at recurrent training a couple of months ago, CAE was offering upset recovery training to corporate jet pilots there in Dallas. “If I wanted to fly aerobatics, I’d fly aerobatics!” one aviator groused.

He didn’t ask my opinion, but if he had, I’d remind him that 99% of pilots spend 99% of their time in straight and level flight — especially when the aircraft in question is a business jet. I’m not exaggerating much when I say that even your typical Skyhawk pilot is a virtual aerobat compared to the kind of flying we do on charter and corporate trips. For one thing, passengers pay the bills and they want the smoothest, most uneventful flight possible.

In addition, these jets fly at very high altitudes – typically in the mid-40s and even as high as 51,000 feet. Bank and pitch attitudes tend to stay within a narrow band. Yaw? There shouldn’t be any. The ball stays centered, period. We aim for a level of smoothness that exceeds even that of the airlines. Passengers and catering may move about the cabin frequently during a flight, but it shouldn’t be because of anything we’re doing up front.

Fly like that for a decade or two, logging thousands and thousands of uneventful, straight-and-level hours and the thought of all-attitude flying can become – to put it mildly – uncomfortable. I’ve even seen former fighter pilots become squeamish at the thought of high bank or pitch angles after twenty years of bizjet flying.

Unfortunately, there are a wide variety of things that can land a pilot in a thoroughly dangerous attitude: wind shear, wake turbulence, autopilot failure, mechanical malfunction (hydraulic hard-overs, asymmetric spoiler or flap deployment, etc.), inattention, and last but not least, plain old pilot error. Look at recent high-profile accidents and you’ll see some surprisingly basic flying blunders from the crew. Air France 447, Colgan 3407, and Asiana 214 are just three such examples. It may not happen often, but when it does it can bite hard.

So yes, I think there is a strong need for more manual flying exposure in general, and upset recovery training in particular. This isn’t specific to jet aircraft, because some light aircraft have surpassed their turbine-powered cousins in the avionics department. I only wish the 1980’s era FMS computer in my Gulfstream was as speedy as a modern G1000 installation.

Defining the Problem

To the best of my knowledge, neither the NTSB or FAA provide a standard definition for “upset”, but much like Supreme Court Justice Potter Stewart, we pretty much know it when we see it. The term has generally come to be defined as a flight path or aircraft attitude deviating significantly from that which was intended by the pilot. Upsets have led to loss of control, aircraft damage or destruction, and more than a few fatalities.

As automation proliferates, pilots receive less hands-on experience and a gradual but significant reduction in stick-and-rudder skill begins to occur. The change is a subtle one, and that’s part of what makes it so hazardous. A recent report by the FAA PARC rulemaking workgroup cites poor stick and rudder skills as the number two risk factor facing pilots today. The simple fact is that windshear, wake turbulence, and automation failures happen.

The purpose of upset recovery training is to give pilots the tools and experience necessary to recognize and prevent impending loss of control situations. As the saying goes, an ounce of prevention is worth a pound of cure, and that’s why teaching recovery strategies from the most common upset scenarios is actually a secondary (though important) goal.

What about simulators? They’ve proven to be an excellent tool in pilot training, but even the most high fidelity Level D sims fall short when it comes to deep stalls and loss of control scenarios. For one thing, stall recovery is typically initiated at the first indication of stall, so the techniques taught in the simulator may not apply to a full aerodynamic stall. Due to the incredibly complex and unpredictable nature of post-stall aerodynamics, simulators aren’t usually programmed to accurately emulate an aircraft in a deeply stalled condition. Thus the need for in-aircraft experience to supplement simulator training.

Upset Recovery vs. Aerobatics

It’s important to note that upset recovery training may involve aerobatic maneuvering, but it does not exist to teach aerobatics. Periodically over the years, discussions on the merits of this training will cause a co-worker to broach the subject of flying an aerobatic maneuver in an airplane which is not designed and built for that purpose. This happened just the other day, actually. Typically they’ll ask me if, as an aerobatic pilot, I would ever consider performing a barrel or aileron roll in the aircraft.

I used to just give them the short answer: “no”. But over time I’ve started explaining why I think it’s such a bad idea, even for those of us who are trained to fly such maneuvers. I won’t touch on the regulations, because I think we are all familiar with those. I’m just talking about practical considerations.

Normal planes tend to have non-symmetrical airfoils which were not designed to fly aerobatics. They feature slower roll rates, lower structural integrity under high G loads, and considerably less control authority. You might have noticed that the control surfaces on aerobatic airplanes are pretty large — they are designed that way because they’re needed to get safely into and out of aerobatic maneuvers.

Clay Lacy has been flying an airshow sequence in his 1966 Lear 24 for many years.

Clay Lacy has been flying an airshow sequence in his 1966 Lear 24 for many years.

That’s not to say an airplane with small control surfaces like a business jet or light GA single cannot perform aerobatics without disaster striking. Clay Lacy flies an airshow sequence in his Learjet. Duane Cole flew a Bonanza. Bob Hoover used a Shrike Commander. Sean Tucker flew an acro sequence in a Columbia (now known as the Cessna TTx). However, the margins are lower, the aerobatics are far more difficult, and pilots not experienced and prepared enough for those things are much more likely to end up hurt or dead.

Sean Tucker will tell you that the Columbia may not recover from spins of more than one or two turns. Duane Cole said the Bonanza (in which he did inverted ribbon cuts) had barely enough elevator authority for the maneuver, and it required incredible strength to hold the nose up far enough for inverted level flight. Bob Hoover tailored his performance to maneuvers the Shrike could do — he’ll tell you he avoided some aerobatic maneuvers because of the airplane’s limitations.

Knowing those limitations and how to deal with them — that’s where being an experienced professional aerobatic pilot makes the difference. And I’m sure none of those guys took flying those GA airplanes upside down lightly. A lot of planning, consideration, training and practice went into their performances.

Now, consider the aircraft condition. Any negative Gs and stuff will be flying around the cabin. Dirt from the carpet. Manuals. Items from the cargo area. Floor mats. Passengers. EFBs. Drinks. Anything in the armrest or sidewall pockets. That could be a little distracting. Items could get lodged behind the rudder pedals, hit you in the head, or worse.

If the belts aren’t tight enough, your posterior will quickly separate from the seat it’s normally attached to. And I assure you, your belts are not tight enough. Getting them that way involves cinching the lap belt down until it literally hurts. How many people fly a standard or transport category aircraft that way?

Now consider that the engine is not set up for fuel and oil flow under negative Gs. Even in airplanes specifically designed for acro, the G loads move the entire engine on the engine mount. In the Decathlon you can always see the spinner move up an inch or two when pushing a few negative Gs. Who knows what that would do with the tighter clearances between the fan and engine cowl on an airplane like the Gulfstream?

Next, let’s consider trim. The jet flies around with an electric trim system which doesn’t move all that quickly. The aircraft are typically trimmed for upright flight. That trim setting works heavily against you when inverted, and might easily reach the point where even full control deflection wouldn’t be sufficient.

I could go on, but suffice it to say that the more I learn about aerobatics, the less I would want to do them in a non-aerobatic aircraft – and certainly not a swept wing jet! Sure, if performed perfectly, you might be just fine. But any unusual attitude is going to be far more difficult — if not outright impossible — to recover from.

Dang it, Tex!

Every time someone references Tex Johnson’s famous barrel roll in the Boeing 707 prototype, I can’t help but wish he hadn’t done that. Yes, it helped sell an airplane the company had staked it’s entire future on, but aerobatic instructors have been paying the price ever since.

Aerobatic and upset recovery training: good. Experimenting with normal category airplanes: bad. Very bad.

This post first appeared on the AOPA Opinion Leaders blog.

Takeoff Briefings for Singles


I wonder why takeoff briefings are not typically taught or performed in single-engine airplanes. I think they should be, because they’re as important — if not more so — in a single than the multi-engine airplanes where they’ve long been standard procedure.

Air Safety Institute data show that regardless of category and class, the takeoff and landing phases are where most accidents occur. It’s true of the light GA airplanes you and I are so passionate about, and even more so for the Gulfstream IV I fly at work. In fact, since the G-IV went into service in 1987, there have only been four fatal accidents, but all of them were during takeoff or landing.

While thinking through the particulars of a low-altitude emergency prior to takeoff won’t help in every scenario, it certainly underscores the hazards inherent in flying close to the ground. A thoughtful takeoff briefing is important because emergencies and mechanical failures are as common and dangerous in singles as in twins. Things happen quickly when the engine quits at low altitude. Doesn’t it makes sense that the time to prepare for emergent situations is well before venturing into situations where they might occur?

I fly a wide variety of aircraft, and that provides additional rationale for a takeoff briefing because proper procedures vary from from one airplane (and situation) to another. For example, when flying a Cirrus, the ballistic recovery parachute is an option and a briefing helps reinforce when and where it will be used. On the other hand, if I’m flying a multi-engine recip, I’d probably want to keep flying if an engine quit after lift-off. But even in a typical GA single, there are still lots of decisions to make: where to land, which way to turn, when you can safety make a turnaround, etc. An intelligent pilot will consider the wind direction & velocity, runways in use, traffic conflicts, and more.

So why aren’t single engine pilots exposed to this during training? For one thing, today’s teaching methodology is based on material that’s been in use for half a century. Anyone who’s taken an FAA knowledge test can tell you that. Back then, airspace was simple, open fields were everywhere, and it was assumed you’d just glide down to landing. Today? It ain’t necessarily so.

Consider my neighborhood. At Santa Monica, you practically touch the roof of a gas station before reaching the numbers for runway 21. At Compton, homes are built so close to the field that residents can count the rivets dotting the underbelly of a landing aircraft’s fuselage. Airports like Hawthorne and Fullerton? Good luck. Obstacles in every direction, including some of the most densely populated parts of Southern California.

You might be thinking “Ah, my airport is nothing like that!”. Maybe so, but even if you’re based at a rural field, you probably fly to urban or mountainous airports from time to time. Something else to consider: if I’ve learned one thing from my seventeen years of flying, it’s that real world failures don’t always mimic our training. I’ve had several emergency situations, but not one of them was anything like the standard training scenarios.

The most common simulated emergency is a total engine failure. In reality, powerplant failures are often partial. You’ll lose one cylinder, but the rest still function. The decision making process is more complex in those cases. You have a partial power loss, but it’s entirely possible that amidst the vibration you’ll have enough power to maintain level flight. Do you fly around the pattern? Nurse it up high enough to turn around? Pull the power and land on the remaining runway? You’ve only got one chance to get it right. The pilot most likely to do that is the one who has thought these things through.

Because they’ve been around for half a century, you’d imagine the takeoff briefing would be pretty much set in stone, but even today they undergo frequent modification. Gulfstream recently changed it’s philosophy on this and emphatically states that “there is no such thing as a standard briefing”. I wholeheartedly agree with that approach. Aircraft weight, wind, weather conditions, alternate options, and many other variables are always changing. Note that none of those factors are limited to multi-engine transport-cateogry jets — they are equally applicable to a single engine trainer.

What we’re really talking about here is the role of a pilot. Those who know me can attest to my affinity for high quality stick-and-rudder skills. But anyone can learn to physically maneuver an airplane. The safest pilots are the ones who manage risk effectively. That means having a contingency plan for as many “what-ifs” as possible before shoving the throttle forward for takeoff.

We Don’t Train For That

Gulfstream G550 simulator

The tragic Gulfstream IV accident in Boston has been on my mind lately, partly because I fly that aircraft, but also because the facts of the case are disquieting.

While I’m not interested in speculating about the cause, I don’t mind discussing factual information that the NTSB has already released to the public. And one of the initial details they provided was that the airplane reached takeoff speed but the pilot flying was not able to raise the nose (or “rotate”, in jet parlance).

My first thought after hearing this? “We don’t train for that.” Every scenario covered during initial and recurrent training — whether in the simulator or the classroom — is based on one of two sequences: a malfunction prior to V1, in which case we stop, or a malfunction after V1, in which case we continue the takeoff and deal with the problem in the air. As far as I know, every multi-engine jet is operated the same way.

But nowhere is there any discussion or training on what to do if you reach the takeoff decision speed (V1), elect to continue, reach Vr, and are then unable to make the airplane fly. You’re forced into doing something that years of training has taught you to never do: blow past V1, Vr, V2, and then attempt an abort.

In this case, the airplane reached 165 knots — about 45 knots beyond the takeoff/abort decision speed. To call that uncharted territory would be generous. Meanwhile, thirty tons of metal and fuel is hurtling down the runway at nearly a football field per second.

We just don’t train for it. But maybe we should. Perhaps instead of focusing on simple engine failures we ought to look at the things that are causing accidents and add them to a database of training scenarios which can be enacted in the simulator without prior notice. Of course, this would have to be a no-jeopardy situation for the pilots. This wouldn’t be a test, it would be a learning experience based on real-world situations encountered by pilots flying actual airplanes. In some cases there’s no good solution, but even then I believe there are valuable things to be learned.

In the case of the Gulfstream IV, there have been four fatal accidents since the aircraft went into service more than a quarter of a century ago. As many news publications have noted, that’s not a bad record. But all four have something in common: each occurred on the ground.

  • October 30, 1996: a Gulfstream IV crashed during takeoff after the pilots lose control during a gusting crosswind.
  • February 12, 2012: a Gulfstream IV overran the 2,000 meter long runway at Bukavu-Kamenbe
  • July 13, 2012: a G-IV on a repositioning flight in southern France departs the runway during landing and broke apart after hitting a stand of trees.
  • May 31, 2014: the Gulfstream accident in Boston

In the few years that I’ve been flying this outstanding aircraft, I’ve seen a variety of odd things happen, from preflight brake system anomalies to flaps that wouldn’t deploy when the airplane was cold-soaked to a “main entry door” annunciation at 45,000 feet (believe me, that gets your attention!).

This isn’t to say the G-IV is an unsafe airplane. Far from it. But like most aircraft, it’s a highly complex piece of machinery with tens of thousands of individual parts. All sorts of tribal knowledge comes from instructors and line pilots during recurrent training. With each anomaly related to us in class, I always end up thinking to myself “we should run that scenario in the simulator”.

Cases like United 232, Apollo 13, Air France 447, and US Air 1549 prove time and time again that not every failure is covered by training or checklists. Corporate/charter aviation is already pretty safe… but perhaps we can do even better.

This article first appeared on the AOPA Opinion Leaders blog.

Trust Us — We’re Professionals


I’ve seen some ill-conceived policies emanate from the FAA over the course of my professional flying career. Some diktats are just busy work, while others fail to achieve an otherwise admirable end. But the worst are those that create the very hazard they are supposed to prevent.

Case in point: the recent adoption of 14 CFR 121.542(d), which prohibits the use of any personal electronic devices in flight. According to the FAA, this rule is “intended to ensure that non-essential activities do not affect flight deck task management or cause a loss of situational awareness during aircraft operation.”

Sounds great on the surface, doesn’t it? I mean, who could possibly oppose a rule which the Feds ostensibly see as the aeronautical equivalent of a ban on texting while driving? Keeping distractions at bay and pilots focused on flying has got to be a wonderful enhancement for safety.

But it’s not. The flight profiles of airlines, cargo haulers, charter companies, fractionals, corporate flight departments, and even private GA operators often dictate long stretches of straight-and-level flight with the autopilot on. Surely the FAA is aware of this. Now add in circadian rhythm issues associated with overnight flights, a dark cockpit with minimal radio traffic, and a flight crew pairing who have run out of things to talk about. There’s nothing to do but stare off into the inky darkness for hour upon hour. It’s a recipe for falling asleep.

Say what you will about distractions on the flight deck, but I’d much rather see a pilot peruse an issue of AOPA Pilot while in cruise than to have that individual zoned out or inadvertently napping. For one thing, the process of waking up takes time, whereas an alert human need only change focus. We already do that dozens of times on every flight anyway. Check in on the engine instruments, then answer a question from a passenger, then look out the window, then consult a chart. We do this all day long.

Is there much difference between reading a magazine and delving into the minutia of some random page of the Jeppesen manual when they’re both a form of busy work to keep the mind engaged during slow periods in cruise? I sincerely doubt a roundtable of experts in automation and human factors would have come up with a PED ban.

I can understand prohibiting them below, say, 10,000′ when the sterile cockpit rule is in effect. That’s a busy time for pilots, and non-essential items are naturally stowed at that point anyway. But electronic devices in and of themselves can be helpful in staving off the ultimate distraction. “Flight to Safety” author and Airbus pilot Karlene Petitt said it best:

Numerous studies have shown that one of the tips to help fall to sleep is to NOT watch television or work on your computer at a minimum of an hour before bedtime. The light suppresses melatonin production and stimulates brain activity. I’m not sure about you, but I want my pilots alert with stimulated brains. Give them something to do to keep them awake.

As many of you have probably noted, this rule is located in Part 121 and therefore only applies to scheduled airlines. From maintenance requirements to medical certification, their regs are the strictest around, so perhaps this seems much ado about nothing for a general aviation audience. But the FAA is of the opinion that this limitation should reach a lot further than United and Delta:

Recommended Actions: This prohibition on personal use of electronic devices on the flight deck in the final rule is applicable only to operations under part 121. However, Directors of Safety and training managers for all operators under parts 135 and 125, as well as part 91K, are encouraged to include operating procedures in their manuals and crewmember training programs prohibiting flightcrew members from using such devices for personal use during aircraft operation.

Will this eventually reach down to Part 91? Who knows. Even if it doesn’t, the real problem is that the FAA is spoon-feeding each and every individual action and prohibition to us without making allowances for the differences inherent in each type of operation. One-size-fits-all is wonderful for tube socks and scarves, but when it comes to flight safety, it’s just bad policy.

The smart way to go about this would be to leave it to the individual company, flight department and/or individual to determine what PED policy best serves the cause of safety. If you’re Southwest Airlines or a charter operator company flying VLJs, you probably aren’t flying long-haul trips and might be fine with reasonable PED limitations. Certainly using them below 10,000′ could be prohibited. But if you’re flying international cargo in a jumbo jet or hopping continents in a Global 5000 on legs of twelve or thirteen hours? That personal electronic device could be incredibly helpful in maintaining alertness.

Whether it’s a vocation or an avocation, pilots are a professional lot who can be trusted to make their own decisions about portable electronic devices.

This article first appeared on the AOPA Opinion Leaders blog.

To Pull or Not to Pull

Garmin G1000 panel

It’s hard to believe a full decade has elapsed since the launch of the GA glass panel revolution. But as I recall, the first relatively high-volume GA aircraft with a fully integrated glass cockpit was the 2003 edition of the Cirrus SR22. That was the same year that Diamond brought the Garmin G1000 suite to their DA-40. The race was on, and we haven’t looked back since.

While this technology is a blessing, it’s also more complex than traditional analog gauges. Each product line has it’s own failure modes and redundancies, it’s pluses and minuses. Those are the things which dictate how partial panel scenarios should be simulated. It ought to be based on the way failures are expected to occur in real life, right?

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